I. ETHICS AND STANDARDS IN SURVEY RESEARCH
Organizer: CHARLES D. COWAN, Center for Education Statistics
Chair: JOSEPH WAKSBERG, Westat, Incorporated
Standards for Statistical Surveys in the Federal
Government: Practices in the Center for Education Statistics - CHARLES
D. COWAN, National Center for Education Statistics ............... 1
The AAPOR Code of Professional Ethics and Practices
- SEYMOUR SUDMAN, University of Illinois, Urbana/Champaign ...............
3
The Need for and Structure of Standards of
Conduct for Survey Research Practitioners - HARRY W. O'NEILL, The Roper
Organization ............... 6
Empirical Bayes Estimation for Multiple Characteristics
- ROBERT E. FAY, Bureau of the Census ............... 9
Bayes Estimates of Population Undercount for
Local Areas - EUGENE P. ERICKSEN, Temple University ............... 18
Design Strategies for Nonsedentary Populations
- WILLIAM D. KALSBEEK, University of North Carolina ............... 28
Using Network Sampling for Rare Populations:
An Application to Local Crime Victimization Surveys - RONALD CZAJA, University
of Illinois, Chicago; JOHNNY BLAIR, University of Illinois, Urbana-Champaign
............... 38
A Taxonomy of Elusive Populations - LESLIE
KISH, University of Michigan ............... 44
Sampling Methods in Agriculture - R. RON
BOSECKER, U.S. Department of Agriculture ............... 47
125 Years of Agriculture Estimates - FREDERIC
A. VOGEL, U.S. Department of Agriculture ............... 53
Agricultural Surveys and Technology - ROBERT
D. TORTORA, GEORGE A. HANUSCHAK, U.S. Department of Agriculture ...............
63
Discussion - WAYNE A. FULLER, Iowa State
University ............... 69
Focusing on Quality in Establishment Surveys
- THOMAS J. PLEWES, Bureau of Labor Statistics ............... 71
Discussion - F. THOMAS JUSTER, University
of Michigan ............... 75
Discussion - GORDON J. BRACKSTONE, Statistics
Canada ............... 77
Multiple Imputation of Industry
and Occupation Codes for Public-Use Files - NATHANIEL SCHENKER, DONALD
J. TREIMAN, LYNN WEIDMAN, University of California, Los Angeles ...............
85
Multiple Imputation for the Fatal
Accident Reporting System - DANIEL F. HEITJAN, Penn State University;
RODERICK J.A. LITTLE, University of California, Los Angeles ...............
93
Census Coverage Evaluation:
Implications of the Past and Plans for the Future - HOWARD HOGAN, KIRK
M. WOLTER, Bureau of the Census ............... 103
Coverage Issues for the 1991
Canadian Census of Population - R.G. CARTER, D. ROYCE, Statistics Canada
............... 112
Geographic Estimates of Underenumeration
- DAVID STEEL, JENNIFER POULTON, Australian Bureau of Statistics ...............
119
Discussion - BENJAMIN F.
KING, Educational Testing Service ............... 129
Methodologic Issues in Linked
Cross-Sectional Studies: Experiences from the Muscatine Study - WILLIAM
R. CLARKE, ROBERT F. WOOLSON, University of Iowa ............... 131
Methods and Analysis Issues
in Longitudinal Studies of Growth - ALEX F. ROCHE, SHUMEL GUO, Wright
State University ............... 140
Design Issues in Environmental Surveys
- RONALDO IACHAN, Research Triangle Institute ............... 144
Discussion - MOHSEN MEHRAN, Geosystem Consultants,
Incorporated ............... 153
I. COGNITIVE TECHNIQUES IN SURVEY RESEARCH
Chair: BRENDA G. COX, Research Triangle Institute
An Exploratory Investigation
of the Cognitive Processes Used to Answer Expenditure Questions in Surveys
- SCOT BURTON, Louisiana State University; EDWARD BLAIR, University of Houston;
DONALD R. LICHTENSTEIN, University of Colorado ............... 155
Context Effects for Census Measures
of Race and Hispanic Origin - ELIZABETH MARTIN, THERESA J. DeMAIO, PAMELA
C. CAMPANELLI, Bureau of the Census ............... 161
Forgetting Events in Autobiographical
Memory: Findings from a Health Care Survey - NANCY A. MATHIOWETZ, National
Center for Health Services Research ............... 167
Cognitive Aspects of Randomized
Response - GAD NATHAN, MONROE G. SIRKEN, National Center for Health Statistics
............... 173
The Application of Cognitive
Survey Methodology to an Establishment Survey Field Test - MARK PALMISANO,
Bureau of Labor Statistics ............... 179
Preliminary Laboratory Research
on Current Population Survey Questionnaires with Employed Persons - JULIA
L. BIENIAS, Bureau of Labor Statistics ............... 185
A Model-Based Approach: Composite
Estimators for Small Area Estimation - KUNG-JONG LUI, Centers for Disease
Control; WILLIAM G. CUMBERLAND, University of California, Los Angeles ...............
191
Representing Local Area Adjustment
by Reweighting of Households - ALAN M. ZASLAVSKY, Massachusetts Institute
of Technology ............... 196
Sampling Issues in the Design
and Implementation of Hispanics Exit Polls - ROBERT L. SANTOS, LORRAINE
E. PORCELLINI, Temple University; ROBERT BRISCHETTO, Southwest Voter Research
Institute ............... 202
The Economics of a Screening
Instrument - MARITZA RUBIO-STIPEC, BARTOLOME STIPEC, University of Puerto
Rico ............... 206
Estimation of Year-to-Year Covariances for
a National Health Survey - VAN L. PARSONS, National Center for Health
Statistics ............... 210
Design Modifications for the SOI Corporate
Sample: Balancing Multiple Objectives - SUSAN HINKINS, HOMER JONES, FRITZ
SCHEUREN, Internal Revenue Service ............... 216
The Taxpayer Usage Study: An Important Tool
for Studying Tax Reform - MICHAEL E. WEBER, Internal Revenue Service ...............
222
An Integrated Approach for the Treatment of
Outliers in Sub-Annual Economic Surveys - JEAN-LOUIS TAMBAY, Statistics
Canada ............... 229
Analysis of Categorical Data Structures with
Repeated Measurements and Possibly Clustering - ELIANA MARQUES, GARY G.
KOCH, University of North Carolina ............... 235
Simultaneous Confidence Intervals: A Comparison
Under Complex Sampling - RICHARD W. ANDREWS, WILLIAM C. BIRDSALL, University
of Michigan ............... 240
Income and Tax Distribution Statistics, 1916-1986
- JANET McCUBBIN, FRITZ SCHEUREN, Internal Revenue Service ...............
245
The CE Diary Operational Test-Differences in
Reporting Levels - GREGORY E. SLIWA, Bureau of the Census ...............
250
Procedural Effects in the Collection
of Consumer Expenditure Information - CLYDE TUCKER, Bureau of Labor Statistics;
CLAUDETTE BENNETT, Bureau of the Census............... 256
Cognitive Issues and Reporting
Level Patterns from the CE Diary Operational Test - FRANK A. VITRANO,
DAVID L. HUBBLE, ELIZABETH A. VACCA, Bureau of the Census; RUTH ANN KILLION,
Evangelical Lutheran Church ............... 262
Evaluating Questionnaire Design:
Data Adjustment in the Diary Operational Test - JEANETTE DODDY, Bureau
of Labor Statistics ............... 268
Discussion - JOSEPH WAKSBERG,
Westat, Incorporated ............... 272
Logarithmic Series Distribution and Its Use
in Analyzing Discrete Data - JEFFREY R. WILSON, Arizona State University
............... 275
Classical and Prediction Approaches to Estimating
Distribution Functions from Survey Data - LYNN KUO, University of Connecticut
............... 280
On Estimating Distributional Characteristics
from Categorized Data - LYNN ROY LaMOTTE, EDWARD A. BLAIR, University
of Houston ............... 286
Sample Configuration and Conditional Variance
in Poststratification - DHIREN GHOSH, Pragmatics, Incorporated; ANDREW
VOGT, Georgetown University ............... 289
A General System for the Empirical Evaluation
of Statistical Methods for Data from Complex Surveys - MYRON J. KATZOFF,
GRETCHEN K. JONES, LESTER R. CURTIN, National Center for Health Statistics
............... 293
Sample Design and Estimation Practices in Federal
Establishment Surveys - ALAN R. TUPEK, KENNON R. COPELAND, Bureau of Labor
Statistics; PRESTON J. WAITE, Bureau of the Census ............... 298
Control and Measurement of Specification Error
in Establishment Surveys - STANLEY R. FREEDMAN, Energy Information Administration
............... 304
Coverage Error in Establishment Surveys
- CARL A. KONSCHNIK, Bureau of the Census ............... 309
Response Errors in Establishment Surveys with
an Example from an Agribusiness Survey - RON FECSO, BRADLEY V. PAFFORD,
National Agricultural Statistics Service ............... 315
Control and Measurement of Nonresponse Error
in Establishment Surveys - SAMUEL M. SLOWINSKI, Federal Reserve System
............... 321
Issues on Processing Errors in Establishment
Surveys - CAROL CORBY, Bureau of the Census ............... 326
Survey of Income and Program Participation
Experiments and Their Results - THOMAS J. CARMODY, DONALD P. FISCHER,
ANDREA J. MEIER, Bureau of the Census ............... 331
Further Evaluation of the SIPP Asset Feedback
Experiment - LYNN WEIDMAN, KAREN E. KING, TODD WILLIAMS, Bureau of the
Census ............... 337
Evaluation of the Survey of Income Program
Participation's Cross-Sectional Noninterview Adjustment Method - RITA
J. PETRONI, KAREN E. KING, Bureau of the Census ............... 342
Excluding Sample That Misses Some Interviews
from SIPP Longitudinal Estimates - LAWRENCE R. ERNST, DANIEL W. GILLMAN,
Bureau of the Census ............... 348
Use of Administrative Data in SIPP Longitudinal
Estimation - VICKI J. HUGGINS, ROBERT E. FAY, Bureau of the Census ...............
354
Response Errors in SIPP: Some Beginning Estimates
Based on Administrative Records - JEFFREY C. MOORE, KENT H. MARQUIS, Bureau
of the Census ............... 360
Methodology to Evaluate Sample Designs of the
Quarterly Agricultural Survey - ROBERT J. BATTAGLIA, National Agricultural
Statistics Service ............... 366
Advanced Computing in NASS - BRIAN CARNEY,
U.S. Department of Agriculture ............... 372
Variance Estimation When a First Stage Area
Sample Is Restratified - PHILLIP S. KOTT, National Agricultural Statistics
Service ............... 377
Ranking States for Area Frame Development
- RALPH V. MATTHEWS, U.S. Department of Agriculture ............... 381
Quality Assurance Program for the Agricultural
Survey Program - BRADLEY V. PAFFORD, U.S. Department of Agriculture ...............
386
On the Use of Correlations in Crop Yields
- DAVID PAWEL, RON FECSO, National Agricultural Statistics Service ...............
391
Development of Computer Assisted Personal Interview
for the National Health Interview Survey - STEWART C. RICE, JR., ROBERT
A. WRIGHT, BEN ROWE, National Center for Health Statistics ...............
397
1987 National Maternal and Infant Health Survey:
Pretest Results - GLORIA A. SIMPSON, PAUL J. PLACEK, National Center for
Health Statistics ............... 401
The Health Profile of Egypt: An Integrated
Interview / Examination Survey - AMAL S. IBRAHIM, National Cancer Institute,
Cairo; ABDEL MONEIM FOUAD, Ministry of Health, Cairo; ALVIN 0. ZARATE, National
Center for Health Statistics, USA ............... 404
Biotechnology and the Land-Grant University:
The Evidence from Sample Surveys - MACK C. SHELLEY II, WILLIAM F. WOODMAN,
BRIAN J. REICHEL, PAUL LASLEY, Iowa State University ............... 410
Trends in the Measurement of U.S. Employment
Statuses, 1972-1987 - ROBERT A. JOHNSON, IRWIN SCHREINER, Bureau of the
Census ............... 416
The Labour Market Activity Survey and Annual
Recall of Labour Market Behaviour - STEPHAN L. ROLLER, Statistics Canada
............... 422
Assessing Bias Due to Classification Error
in Labour Force Survey Data - JANE F. GENTLEMAN, Statistics Canada ...............
426
Conversion from Mail to CATI in the Current
Employment Statistics Survey - GEORGE S. WERKING, RICHARD CLAYTON, RICHARD
ROSEN, DEBBIE WINTER, Bureau of Labor Statistics ............... 431
Alternative Family Weighting Procedures for
the Current Population Survey - FLORA KWOK PEITZMEIER, ARTHUR L. HUGHES,
C. EASLEY HOY, Bureau of Labor Statistics ............... 437
High Response Error and Poor Coverage Are Severely
Hurting the Value of Household Survey Data - GARY M. SHAPIRO, DONNA KOSTANICH,
Bureau of the Census ............... 443
The Horvitz-Thompson Estimator and Estimates
of Its Variance - CHAND MIDHA, University of Akron ............... 449
Survey of Procedures to Control Extreme Sampling
Weights - FRANK POTTER, Research Triangle Institute ............... 453
Hybrid Network Estimators - MONROE G. SIRKEN,
GAD NATHAN, National Center for Health Statistics ............... 459
Some Statistical Properties of Microaggregated
Estimates - JAY J. KIM, Bureau of the Census ............... 462
Algorithms for Making Tables Additive: Raking,
Maximum Likelihood, and Minimum Chi-Square - JAMES T. FAGAN, BRIAN V.
GREENBERG, Bureau of the Census ............... 467
Composite Estimators in the June Hog Series
- CHARLES R. PERRY, PAUL W. COOK, MARTIN L. HOLKO, STEVE D. WIYATT, THOMAS
R. BIRKETT, National Agricultural Statistics Service ............... 473
Variance Estimation Using Pseudostrata for
a List-Supplemented Area Probability Sample - MIRIAM L. GOLDBERG, PAUL
M. GARGIULLO, Energy Information Administration ............... 479
Selected First-Interview Effects in the Consumer
Expenditure Interview Survey - ADRIANA R. SILBERSTEIN, Bureau of Labor
Statistics ............... 485
Interviewer Falsification in Census Bureau
Surveys - IRWIN SCHREINER, KAREN PENNIE, JENNIFER NEWBROUGH, Bureau of
the Census ............... 491
Proxy or Principal: Cost Minimizing Strategies
of Survey Respondents - WILLIAM D. MARDER, SARA L. THRAN, American Medical
Association ............... 497
Independent Versus Dependent Quality Control
of Clerical Coding: One Enlightening Experience - ROBERT T. O'REAGAN,
MAUREEN P. LYNCH, SUSAN M. ODELL, Bureau of the Census ............... 503
Stratified Sampling Under Measurement Error
- PROMOD K. CHANDHOK, Ohio University ............... 508
Overview of 1988 Dress Rehearsal Data Collection
Activities - EDWARD KOBILARCIK, ANTHONY OLIVETO, EDISON GORE, Bureau of
the Census ............... 511
Rural Pre-Census Address List Development
- JOAN M. HAZARD, MICHAEL TENEBAUM, GEORGE SLEDGE, Bureau of the Census ...............
517
Evaluation of Commercial Address Lists for
the 1990 Decennial Census - JAMES B. TREAT, ROBERT G. EDSON, Bureau of
the Census ............... 523
Sample Design for the 1990 Census Post Enumeration
Survey - H. WOLTMAN, N. ALBERTI, C. MORIARITY, Bureau of the Census ...............
529
Assessing Total Error in Dual System Estimates
- MARY H. MULRY, Bureau of the Census; BRUCE D. SPENCER, Northwestern University
& NORC ............... 535
Discussion - EUGENE P. ERICKSEN, Temple
University ............... 541
Design of a Systematic Monitoring Plan for
CATI Surveys - DAVID W. CHAPMAN, RACHEL B. WEINSTEIN, Bureau of the Census
............... 543
Total Digit Dialing for a Small Area Census
by Phone - JANE A. CAMPBELL, CHARLES D. PALIT, University of Wisconsin-Extension
............... 549
A Study of Ring/No Answer Numbers in Random
Digit Dialing Telephone Surveys - MARY A. GENALO, ROY D. HICKMAN, Iowa
State University ............... 552
Preliminary Results from the National Crime
Survey (NCS) CATI Experiment - DAVID L. HUBBLE, BRUCE E. WILDER, Bureau
of the Census ............... 558
Cost Models for Computer-Assisted Interviewing
in the CPS - WILLIAM L. NICHOLLS, RICHARD F. BLASS, MICHAEL E. HAAS, Bureau
of the Census ............... 564
Assessing the 1986 Canadian Census Questionnaire
- MARIE BRODEUR, DON ROYCE, Statistics Canada ............... 570
The 1986 Rural Post-Enumeration Survey in East
Central Mississippi - IRWIN ANOLIK, Bureau of the Census ...............
576
Evaluating the Quality of Canada's 1986 Census
of Agriculture - MARY MARCH, JUDITH FREDERICK, ELAINE WILSON, D. CASTONGUAY,
Statistics Canada ............... 582
Retrospective Survey Validation of Teenage
Smoking - NONIE ATKINSON, JAMES T. MASSEY, National Center for Health
Statistics ............... 587
An Experiment with Process Control: Implementation
and Results - CLAUDIA S. GLOVER, DANIEL L. WHITEHOUSE, CHARLES H. ALEXANDER,
Bureau of the Census ............... 591
Estimating Business Birth Employment in the
Current Employment Statistics Program - THOMAS J. GRZESIAK, JANICE LENT,
Bureau of Labor Statistics ............... 597
Employer Reporting Unit Match Study (ERUMS)What
Have We Learned? - WARREN L. BUCKLER, Social Security Administration ...............
603
Methodology for Missing Data in the U.S. National
Health and Nutrition Examination Survey - PAUL D. WILLIAMS, National Center
for Health Statistics; HAROLD NISSELSON, Westat, Incorporated ...............
609
Models for and the Effect of Nonresponse in
a Survey of the Noninstitutionalized Elderly - MORTON B. BROWN, DAN-YU
LIN, DANIEL P. NORMOLLE, A. REGULA HERZOG, University of Michigan ...............
615
Estimation in the Presence of Nonignorable
Missing Data and a Markov Superpopulation Model - STEPHEN M. WOODRUFF,
Bureau of Labor Statistics ............... 621
Generalized Edit and Imputation System for
Economic Surveys at Statistics Canada - JOHN G. KOVAR, P. WHITRIDGE, JAMES
H. MacMILLAN, Statistics Canada ............... 627
Estimation of Missing Values by Predicted Score
- JAVAID KAISER, East Carolina University, DICK B. TRACY, University of Kansas
............... 631
The Effects of Stratification in Nonlinear
Superpopulation Models - JAMES BETHEL, Westat, Incorporated ...............
636
Development of a New Income Stratifier for
a Sample of Individual Tax Returns - JOHN L. CZAJKA, Mathematica Policy
Research Incorporated ............... 640
Two-Way Optimal Stratification Using Dynamic
Programming - PIERRE LAVALLEE, Statistics Canada ............... 646
The Use of Mathematical Programming for Designing
Dual Frame Surveys - WILLIAM F. McCARTHY, DAVID V. BATEMAN, Bureau of
the Census ............... 652
A Model-Based Sample Selection Procedure for
One-Stage Sampling - NANCY J. CARTER, California State University, Chico;
G. DAVID FAULKENBERRY, Oregon State University ............... 654
Survey Methodology for Studying Radon Levels
in Homes - BRENDA G. COX, SHELTON M. JONES, Research Triangle Institute
............... 657
Identifying the Most Probable Matches to the
National Death Index - ROBERT A. WRIGHT, National Center for Health Statistics
............... 663
Using the EM Algorithm for Weight Computation
in the Fellegi-Sunter Model of Record Linkage - WILLIAM E. WINKLER, Bureau
of the Census ............... 667
Statistical Matching Using Log-Linear Imputation
- AVINASH C. SINGH, JOHN B. ARMSTRONG, G.E. LEMAITRE, Statistics Canada ...............
672
Sole Proprietorship Employment and Payroll
Estimation: A Record Linkage Approach - CHARLES D. DAY, Internal Revenue
Service ............... 678
Matching After Random Assignment: Imputing
Performance - GEORGE CAVE, Manpower Demonstration Research Corporation
............... 684
Variance Estimation for Linear Regression Coefficients
in Complex Sampling Situation - DOMINIQUE CARON, Wellesley Hospital; PAUL
N. COREY, University of Toronto ............... 688
TREES--A Computer Program for Complex Surveys
- DAVID R. BELLHOUSE, University of Western Ontario; DAVID T. RYLETT, Health
and Welfare Canada ............... 694
Variance Estimation for the Federal Waterfowl
Harvest Surveys - PAUL H. GEISSLER, U.S. Fish and Wildlife Service ...............
698
Comparisons of Variance Estimators in Stratified
Random and Systematic Sampling - RICHARD VALLIANT, Bureau of Labor Statistics
............... 704
Measuring Sample Variability in the Producer
Price Index - DEMETRA V. COLLIA, Bureau of Labor Statistics ...............
710
Results of a Simulation for Comparing Two Methods
for Estimating Quantiles and Their Variances for Data from a Sample Survey
- SARA C. WHEELESS, BABUBHAI V. SHAH, Research Triangle Institute ...............
716
Confidence Limits for Small Proportions in
Complex Samples - SHULAMITH T. GROSS, MARTIN R. FRANKEL, Baruch College,
The City University of New York ............... 722
ASA Annual Survey of Chapter Activities-1986
- STEPHEN F. BINGHAM, Veterans Administration; BRENDA G. COX, Research Triangle
Institute; JEFFREY H. SCHWARTZ, The Upjohn Company ............... 728
The Variance of Health Surveys at National
Center for Health Statistics - JAI WON CHOI, National Center for Health
Statistics ............... 734
Sample Design of the NMES Survey of American
Indians and Alaska Natives - STEVEN B. COHEN, National Center for Health
Services Research; RALPH DiGAETANO, JOSEPH WAKSBERG, Westat Incorporated ...............
740
Missing Data on Medical Expenditure Surveys:
Matching Household and Provider Reports - W. SHERMAN EDWARDS, E. PATRICK
WARD, Westat, Incorporated; MARC L. BERK, Project HOPE ............... 746
Variance Estimation Concerns in the National
Medical Expenditure Survey (NMES) Screener Sample - DAVID J. FITCH, STEVEN
B. COHEN, National Center for Health Services Research ............... 750
Investigation of the Optimum Time to Conduct
Telephone Surveys - REBECCA J. HOAGLAND, WILLIAM D. WARDE, MARK E. PAYTON,
Oklahoma State University ............... 755
SUDAAN: A Comprehensive Software Package for
Survey Data Analysis - LISA M. LaVANGE, BABUBHAI V. SHAH, BETH G. BARNWELL,
JOYCE F. KILLINGER, Research Triangle Institute ............... 761
Nonresponse in a Survey of Nursing Homes and
Facilities for Mentally Retarded Persons: Findings from the National Medical
Expenditure Survey, Institutional Population Component - D.E.B. POTTER,
National Center for Health Services Research ............... 767
Simplified Design Structures for NHANES I Variance
Estimation - MICHAEL ROWLAND, VAN L. PARSONS, DIANE MAKUC, National Center
for Health Statistics ............... 773
Linking Multiple Stratifications: Two Petroleum
Surveys - PEDRO J. SAAVEDRA, Macro Systems ............... 777